ISO 37301:2021 is an international standard designed and formulated to help organizations implement a strong Compliance Management System (CMS). ISO 37301 is a Type A management system standard that sets out the requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining, and continually improving a compliance management system (CMS).
This training introduces the basic concepts of compliance and requirements of ISO 37301 for a compliance management system (CMS). This course also discusses various aspects of a CMS, including policy, compliance culture, compliance risk assessment, operational controls, performance measurements, leadership and commitment, internal audit, management review and continual improvement will be discussed.
Course Objectives
- Understanding the basic concepts, approaches, methods, and techniques used for the implementation and efficient management of CMS
- Describe the relationship between ISO 37301 and other standards and regulatory frameworks
- Interpret the requirements of ISO 37301
- General understanding of how an organization can meet the requirements of ISO 37301
Course Outline
- Introduction to ISO 37301 and the initiation of a CMS Implementation
- Standards and regulatory frameworks
- Fundamental concepts and principles of compliance management
- Initiation of the CMS implementation
- Leadership and commitment
- Compliance policy
- Roles, responsibilities, and authorities
- Implementation plan of a CMS
- Context of the organization
- CMS Scope
- Compliance obligations
- Risks, opportunities and compliance objectives
- Implementation of a CMS
- Resource and competence
- Awareness and communication
- Management of documented information
- Controls and procedures
- Monitoring, measurements, analysis, and evaluation
- CMS monitoring, continual improvement, and preparation for the certification audit
- Internal Audit
- Management review
- Non-conformity and corrective actions
- Continual improvement
- Preparation for the certification audit
Course Duration
- 2 half days – online
Delivery Methodology
- Lecture, case studies and Discussion
- Activity / Quizzes
- Coaching and Feedback
- Q&A Sessions
This course is recommended for:
- People who want to implement ISO 37301 Compliance Management Systems in their organization